| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FU HENG INVESTMENT MANAGEMENT LIMITED | Rep | 提供資產管理 | 2007-04-02 | 2012-03-31 |
| Rep | 就證券提供意見 | 2007-03-23 | 2012-03-31 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-03-27 | 2007-02-09 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2006-03-27 | 2007-02-09 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2006-03-27 | 2007-02-09 |