| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LEI SHING HONG FINANCE LIMITED | Rep | 提供證券保證金融資 | 2004-10-11 | 2005-02-25 |
| RO | 提供證券保證金融資 | 2003-09-27 | 2004-10-11 | |
| LEI SHING HONG SECURITIES LIMITED | RO | 證券交易 | 2003-09-27 | 2005-02-25 |
| CORPORATE BROKERS LIMITED | RO | 提供自動化交易服務 | - | 2003-05-17 |
| RO | 證券交易 | - | 2003-05-17 | |
| CORPORATE COMMODITIES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-05-17 |
| Rep | 提供資產管理 | - | 2003-05-17 | |
| Rep | 期貨合約交易 | - | 2003-05-17 |