| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2024-11-27 | - |
| Rep | 期貨合約交易 | 2024-10-29 | - | |
| Rep | 證券交易 | 2024-10-29 | - | |
| GRANDLY FINANCIAL SERVICES LIMITED | Rep | 期貨合約交易 | 2022-08-31 | 2024-07-26 |
| Rep | 證券交易 | 2022-08-31 | 2024-07-26 | |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2019-09-24 | 2022-08-26 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2019-09-24 | 2022-08-26 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2018-07-24 | 2019-09-06 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-07-24 | 2019-09-06 |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2018-05-04 | 2018-07-12 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2018-05-04 | 2018-07-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2017-05-11 | 2018-04-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-05-11 | 2018-04-20 |
已採集記錄中暫無金管局登記。