| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2008-03-26 | 2009-02-18 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2006-04-20 | 2007-02-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2006-04-20 | 2007-02-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-05-26 | 2006-04-20 |
| Rep | 槓桿式外匯交易 | 2005-05-26 | 2006-04-20 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-04-18 | 2006-04-20 |
| HUA NAN SECURITIES (HK) LIMITED | Rep | 證券交易 | - | 2005-04-08 |