Li, Dominic Song Ching 李崇正
證監會中央編號:AAC878
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Plouton Asset Management Limited | RO | 提供資產管理 | 2024-01-31 | - |
| Select Investment Services Limited (HK) | RO | 就證券提供意見 | 2024-01-31 | - |
| Rep | 證券交易 | 2024-01-31 | - | |
| Canfield Securities Company Limited | Rep | 證券交易 | 2019-12-09 | 2023-08-31 |
| RO | 就證券提供意見 | 2019-09-02 | 2023-08-31 | |
| RO | 提供資產管理 | 2019-09-02 | 2023-08-31 | |
| KBR Fund Management Limited | RO | 就證券提供意見 | 2017-11-24 | 2019-08-31 |
| RO | 提供資產管理 | 2017-11-24 | 2019-08-31 | |
| Rep | 就證券提供意見 | 2017-09-25 | 2017-11-24 | |
| Rep | 提供資產管理 | 2017-09-25 | 2017-11-24 | |
| Phoenix Capital (International) Limited | RO | 就證券提供意見 | 2016-11-29 | 2017-03-30 |
| RO | 提供資產管理 | 2016-11-29 | 2017-03-30 | |
| CC Finance Limited | Rep | 就機構融資提供意見 | 2008-10-20 | 2011-03-01 |
| Rep | 就證券提供意見 | 2008-10-20 | 2011-03-01 | |
| Rep | 證券交易 | 2008-10-20 | 2011-03-01 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就證券提供意見 | 2007-09-27 | 2008-05-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2006-04-11 | 2008-05-01 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就機構融資提供意見 | 2006-04-11 | 2008-05-01 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2006-04-11 | 2008-05-01 |