| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOKHARY SECURITIES LIMITED | Rep | 證券交易 | 2016-07-07 | 2021-09-10 |
| SoFi Securities (Hong Kong) Limited | RO | 證券交易 | 2011-12-22 | 2013-07-04 |
| Waton Securities International Limited | RO | 證券交易 | 2007-11-07 | 2008-03-04 |
| Tung Shing Securities (Brokers) Limited | RO | 就機構融資提供意見 | - | 2003-10-24 |
| RO | 就證券提供意見 | - | 2003-10-24 | |
| RO | 提供資產管理 | - | 2003-10-24 | |
| RO | 證券交易 | - | 2007-07-01 |