| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2022-02-14 | 2026-02-15 |
| RO | 就證券提供意見 | 2011-12-13 | 2022-02-14 | |
| RO | 證券交易 | 2011-12-13 | 2022-02-14 | |
| SDIC SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2010-05-18 | 2011-09-01 |
| RO | 證券交易 | 2010-05-18 | 2011-09-01 | |
| SDIC Securities International Financial Holdings Limited | RO | 就機構融資提供意見 | - | 2005-01-28 |
| RO | 提供資產管理 | - | 2005-01-28 | |
| RO | 就證券提供意見 | - | 2011-09-01 | |
| RO | 證券交易 | - | 2011-09-01 |