| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | 就證券提供意見 | 2005-11-15 | 2007-03-31 |
| RO | 提供資產管理 | 2005-09-21 | 2007-03-31 | |
| RO | 證券交易 | 2005-09-21 | 2007-03-31 | |
| Rep | 提供資產管理 | 2005-06-01 | 2005-09-21 | |
| Rep | 證券交易 | 2005-06-01 | 2005-09-21 | |
| BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | 證券交易 | 2004-03-18 | 2004-08-06 |
| Rep | 就機構融資提供意見 | - | 2004-08-06 | |
| Rep | 就期貨合約提供意見 | - | 2004-08-06 | |
| Rep | 就證券提供意見 | - | 2004-08-06 | |
| Rep | 提供資產管理 | - | 2004-08-06 |