| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vision Capital Investment Management Limited | Rep | 就證券提供意見 | 2008-01-25 | - |
| Rep | 提供資產管理 | 2007-10-30 | - | |
| Rep | 證券交易 | 2007-10-30 | - | |
| CC Finance Limited | RO | 就機構融資提供意見 | 2006-04-20 | 2024-12-31 |
| RO | 就證券提供意見 | 2006-04-20 | 2024-12-31 | |
| RO | 證券交易 | 2006-04-20 | 2024-12-31 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就證券提供意見 | 2003-04-01 | 2004-07-30 |
| RO | 就機構融資提供意見 | 2003-04-01 | 2007-04-10 | |
| RO | 證券交易 | 2003-04-01 | 2007-04-10 |