| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2005-02-14 | 2008-07-15 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2004-05-06 | 2005-02-08 |
| HANTEC SECURITIES CO., LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-31 |
| Rep | 就證券提供意見 | - | 2003-07-31 | |
| Rep | 提供資產管理 | - | 2003-07-31 | |
| Rep | 證券交易 | - | 2004-04-26 |