| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| High Nine Asset Management Limited | RO | 提供資產管理 | 2020-02-25 | 2024-06-04 |
| Chinese Strategic Asset Management Limited | RO | 就證券提供意見 | 2019-04-03 | 2019-08-30 |
| RO | 提供資產管理 | 2019-04-03 | 2019-08-30 | |
| GRAND ALLIANCE ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2005-06-27 | 2006-02-13 |
| Rep | 證券交易 | 2004-05-25 | 2005-07-12 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-10-30 | 2004-05-03 |
| Rep | 證券交易 | 2003-07-10 | 2004-05-03 | |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | 期貨合約交易 | 2003-07-10 | 2003-12-09 |