| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | 就證券提供意見 | 2015-12-01 | - |
| RO | 證券交易 | 2014-02-18 | - | |
| Rep | 證券交易 | 2014-01-27 | 2014-02-18 | |
| UNITED WORLD ONLINE LIMITED | RO | 就證券提供意見 | 2010-09-20 | 2014-01-20 |
| RO | 證券交易 | 2005-12-23 | 2014-01-20 | |
| Rep | 證券交易 | 2004-11-02 | 2005-12-23 | |
| UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-04 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-27 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-27 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-27 | |
| Rep | 證券交易 | 2003-04-01 | 2005-07-20 |
已採集記錄中暫無金管局登記。