| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANG SENG INVESTMENT SERVICES LIMITED | RO | 就證券提供意見 | 2024-01-23 | - |
| HANG SENG SECURITIES LIMITED | RO | 就證券提供意見 | 2024-01-23 | - |
| RO | 證券交易 | 2024-01-23 | - | |
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2024-01-05 | 2024-01-23 |
| HANG SENG SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-01-05 | 2024-01-23 |
| Rep | 證券交易 | 2024-01-05 | 2024-01-23 | |
| CITIBANK (HONG KONG) LIMITED | RO | 就證券提供意見 | 2003-04-01 | 2004-06-28 |
| RO | 提供資產管理 | 2003-04-01 | 2004-06-28 | |
| RO | 證券交易 | 2003-04-01 | 2004-06-28 |