| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Apricot Capital (Hong Kong) Limited | Rep | 證券交易 | 2004-07-14 | 2005-10-25 |
| TOPMORE COMMODITIES LIMITED | Rep | 期貨合約交易 | 2004-07-14 | 2005-10-25 |
| TSE'S SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-06-01 |
| Rep | 就證券提供意見 | - | 2004-06-01 | |
| Rep | 提供資產管理 | - | 2004-06-01 | |
| Rep | 證券交易 | - | 2004-06-01 |