| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SANFULL SECURITIES LIMITED | Rep | 證券交易 | 2021-01-27 | - |
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | 證券交易 | 2019-12-13 | 2021-01-18 |
| SUNNY WORLD INVESTMENT LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-30 |
| Rep | 提供資產管理 | 2003-04-01 | 2005-03-30 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2012-08-19 | |
| Rep | 證券交易 | 2003-04-01 | 2019-11-29 |