| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2005-01-14 |
| Rep | 就證券提供意見 | - | 2005-01-14 | |
| Rep | 證券交易 | - | 2010-06-30 | |
| UOB KAY HIAN ASIA LIMITED | Rep | 就機構融資提供意見 | - | 2005-01-12 |
| Rep | 提供資產管理 | - | 2005-01-12 | |
| Rep | 就證券提供意見 | - | 2005-01-14 | |
| Rep | 證券交易 | - | 2005-11-03 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | - | 2010-06-30 |