| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2004-07-05 | 2010-04-01 |
| CEPA ALLIANCE SECURITIES LIMITED | Rep | 證券交易 | 2004-03-23 | 2004-07-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2003-08-04 | 2004-03-15 |
| Ark Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2003-07-09 |
| Rep | 就證券提供意見 | - | 2003-07-09 | |
| Rep | 提供資產管理 | - | 2003-07-09 | |
| Rep | 證券交易 | - | 2003-07-09 |