| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就證券提供意見 | 2008-08-05 | 2009-05-18 |
| JPMorgan Funds (Asia) Limited | Rep | 就證券提供意見 | 2008-08-05 | 2009-05-18 |
| Credit Agricole Securities (Asia) Limited | Rep | 就機構融資提供意見 | - | 2004-09-24 |
| Rep | 提供資產管理 | - | 2004-09-24 | |
| Rep | 就證券提供意見 | - | 2005-03-23 | |
| Rep | 證券交易 | - | 2007-01-23 | |
| RBS Asia Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2005-02-04 |
| Rep | 就證券提供意見 | - | 2005-02-04 | |
| Rep | 提供資產管理 | - | 2005-02-04 | |
| Rep | 證券交易 | - | 2005-02-04 |