| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TSE'S SECURITIES LIMITED | Rep | 證券交易 | 2008-05-08 | 2008-05-27 |
| VICTORY SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-12-07 | 2008-04-30 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2004-11-22 | 2004-12-03 |
| VICTORY SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-09-22 | 2004-03-16 |
| Rep | 就機構融資提供意見 | - | 2003-04-15 | |
| Rep | 就證券提供意見 | - | 2003-04-15 | |
| Rep | 提供資產管理 | - | 2003-04-15 | |
| Rep | 提供自動化交易服務 | - | 2003-04-15 | |
| Rep | 證券交易 | - | 2003-04-15 |