| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2010-03-05 | 2010-04-01 |
| RO | 就證券提供意見 | 2009-08-31 | 2010-03-05 | |
| Rep | 就證券提供意見 | 2009-03-26 | 2009-08-31 | |
| Vision Capital Investment Management Limited | Rep | 提供資產管理 | 2006-12-04 | 2008-02-01 |
| Rep | 證券交易 | 2006-12-04 | 2008-02-01 |