| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KMT SECURITIES LIMITED | RO | 證券交易 | 2026-02-24 | - |
| Opus Capital Management Limited | Rep | 提供資產管理 | 2018-11-01 | 2024-09-25 |
| UZen Securities Limited | RO | 證券交易 | 2018-08-21 | 2024-09-25 |
| Rep | 證券交易 | 2018-07-03 | 2018-08-21 | |
| TFI Securities and Futures Limited | RO | 證券交易 | 2016-11-21 | 2018-06-18 |
| Rep | 證券交易 | 2016-10-20 | 2016-11-21 | |
| Rep | 期貨合約交易 | 2016-10-20 | 2018-06-18 | |
| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2016-05-26 | 2016-10-08 |
| Rep | 提供資產管理 | 2016-05-26 | 2016-10-08 | |
| RO | 證券交易 | 2015-04-23 | 2016-10-08 | |
| Rep | 證券交易 | 2009-11-23 | 2015-04-23 |
已採集記錄中暫無金管局登記。