| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2005-04-22 | 2010-10-23 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2005-04-22 | 2010-10-23 |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2004-06-07 | 2005-04-14 |
| VC FUTURES LIMITED | Rep | 期貨合約交易 | 2004-06-07 | 2005-04-14 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2004-05-13 | 2004-06-02 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2003-09-09 | 2004-06-02 |
| FORTUNE (HK) SECURITIES LIMITED | RO | 證券交易 | - | 2003-08-19 |