| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | 期貨合約交易 | 2015-02-16 | 2016-12-30 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2015-02-16 | 2017-02-03 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2004-09-15 | 2006-02-28 |
| Rep | 證券交易 | 2004-09-15 | 2006-02-28 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | - | 2004-02-11 |
| Rep | 就證券提供意見 | - | 2004-02-11 | |
| Rep | 提供自動化交易服務 | - | 2004-03-22 | |
| Rep | 證券交易 | - | 2004-03-22 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | - | 2004-03-22 |
| Rep | 期貨合約交易 | - | 2004-03-22 |