| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANG SENG FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2005-10-31 | 2007-06-16 |
| Rep | 期貨合約交易 | 2005-10-31 | 2007-06-16 | |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | 期貨合約交易 | 2004-11-19 | 2005-03-03 |
| ABN AMRO Clearing Hong Kong Limited | Rep | 證券交易 | 2004-11-19 | 2005-03-03 |
| REXCAPITAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-10-12 | 2004-11-08 |
| WINGS SECURITIES (HK) LIMITED | Rep | 證券交易 | 2004-10-12 | 2004-11-08 |
| Asia Pacific Securities Limited | Rep | 證券交易 | 2003-12-24 | 2004-08-16 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2003-12-24 | 2004-08-16 |