| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2026-03-04 | - |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2021-04-08 | 2023-06-26 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2021-04-08 | 2023-06-26 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2007-05-15 | 2010-07-17 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2007-04-12 | 2010-07-17 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-12-08 | 2006-08-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-12-08 | 2007-04-01 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-02-28 | 2005-10-05 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2005-01-20 | 2005-10-05 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-01-03 | 2005-02-25 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2003-06-17 | 2003-08-15 |
| Rep | 期貨合約交易 | 2003-06-17 | 2004-06-25 |
已採集記錄中暫無金管局登記。