| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Springboard Capital Limited | Rep | 就證券提供意見 | 2013-02-14 | 2015-06-09 |
| Rep | 提供資產管理 | 2013-02-14 | 2015-06-09 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-11-03 | 2010-07-13 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-05-05 | 2004-01-08 |
| Rep | 提供資產管理 | 2003-05-05 | 2004-01-08 | |
| Rep | 就證券提供意見 | 2003-05-05 | 2004-02-02 | |
| Rep | 證券交易 | 2003-05-05 | 2008-05-03 |