| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHOW SANG SANG FUTURES LIMITED | Rep | 期貨合約交易 | 2004-05-18 | 2007-03-01 |
| CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | - | 2003-08-04 |
| Rep | 就機構融資提供意見 | - | 2004-04-07 | |
| Rep | 提供資產管理 | - | 2004-04-07 | |
| Rep | 就證券提供意見 | - | 2004-10-29 | |
| Rep | 證券交易 | - | 2004-10-29 | |
| CHOW SANG SANG SECURITIES LIMITED | Rep | 提供自動化交易服務 | - | 2003-08-04 |
| Rep | 就機構融資提供意見 | - | 2004-04-07 | |
| Rep | 提供資產管理 | - | 2004-04-07 | |
| Rep | 就證券提供意見 | - | 2007-03-01 | |
| Rep | 證券交易 | - | 2007-03-01 |