| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就證券提供意見 | 2008-09-09 | 2009-05-01 |
| Rep | 證券交易 | 2008-09-09 | 2009-05-01 | |
| IBTS ASIA (HK) LIMITED | Rep | 就證券提供意見 | 2007-08-03 | 2008-08-27 |
| Rep | 證券交易 | 2007-08-03 | 2008-08-27 | |
| MANGO FINANCIAL LIMITED | Rep | 就證券提供意見 | 2005-09-22 | 2007-07-14 |
| Rep | 證券交易 | 2005-09-22 | 2007-07-14 | |
| FUHWA SECURITIES (HONG KONG) CO., LIMITED | Rep | 證券交易 | 2004-01-21 | 2005-09-08 |
| Beevest Securities Limited | RO | 證券交易 | - | 2003-05-27 |