| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FRM HONG KONG LIMITED (d2014-05-18) | Rep | 提供資產管理 | 2009-01-09 | 2009-07-17 |
| Rep | 證券交易 | 2008-05-20 | 2009-07-17 | |
| FRM (Australia) Pty Limited | RO | 證券交易 | 2008-04-21 | 2008-05-16 |
| RO | 證券交易 | 2008-03-31 | 2008-04-19 | |
| RO | 證券交易 | 2008-02-25 | 2008-03-14 | |
| RO | 證券交易 | 2008-01-21 | 2008-02-01 | |
| RO | 證券交易 | 2007-11-05 | 2007-11-07 | |
| RO | 證券交易 | 2007-08-08 | 2007-08-09 | |
| RO | 證券交易 | 2007-07-13 | 2007-07-14 | |
| RO | 證券交易 | 2007-04-16 | 2007-04-20 | |
| Rep | 證券交易 | 2007-03-05 | 2007-03-09 | |
| Rep | 證券交易 | 2006-12-04 | 2006-12-08 | |
| Rep | 證券交易 | 2006-10-16 | 2006-10-20 | |
| FINANCIAL RISK MANAGEMENT LIMITED | Rep | 證券交易 | 2006-05-08 | 2006-05-12 |
| Rep | 證券交易 | 2005-09-30 | 2005-10-29 |