| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | 期貨合約交易 | 2010-05-11 | 2011-04-04 |
| Rep | 就證券提供意見 | 2009-06-24 | 2011-04-04 | |
| Rep | 證券交易 | 2009-06-24 | 2011-04-04 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2003-12-24 | 2006-01-26 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2003-12-24 | 2006-01-26 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2003-12-16 |
| Rep | 就證券提供意見 | - | 2003-12-16 | |
| Rep | 提供資產管理 | - | 2003-12-16 | |
| Rep | 證券交易 | - | 2003-12-16 |