| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2013-06-24 | 2018-09-05 |
| Rep | 就證券提供意見 | 2013-06-24 | 2023-03-30 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2013-06-24 | 2014-04-22 |
| Mirae Asset Securities (HK) Limited | Rep | 就證券提供意見 | 2008-07-28 | 2010-07-01 |
| GEOMATRIX (H.K.) LIMITED | RO | 提供資產管理 | 2008-05-05 | 2008-06-12 |
| Rep | 提供資產管理 | 2007-05-22 | 2008-05-05 | |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2006-08-14 | 2006-09-13 |
| Rep | 就機構融資提供意見 | - | 2004-08-01 | |
| Rep | 就證券提供意見 | - | 2004-08-01 | |
| Rep | 提供資產管理 | - | 2004-08-01 | |
| Rep | 提供自動化交易服務 | - | 2004-08-01 | |
| Rep | 證券交易 | - | 2004-08-01 |