| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | 提供資產管理 | 2006-01-19 | 2008-05-26 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 提供自動化交易服務 | 2003-07-30 | 2003-09-23 |
| Rep | 就證券提供意見 | 2003-07-30 | 2005-10-31 | |
| Rep | 證券交易 | 2003-07-30 | 2005-10-31 | |
| Credit Agricole Securities (Asia) Limited | Rep | 就機構融資提供意見 | - | 2003-06-03 |
| Rep | 就證券提供意見 | - | 2003-06-03 | |
| Rep | 提供資產管理 | - | 2003-06-03 | |
| Rep | 證券交易 | - | 2003-06-03 | |
| RBS Asia Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2003-06-03 |
| Rep | 就證券提供意見 | - | 2003-06-03 | |
| Rep | 提供資產管理 | - | 2003-06-03 | |
| Rep | 證券交易 | - | 2003-06-03 |