| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Beevest Fortune Asset Management Limited | RO | 提供資產管理 | 2012-08-15 | 2013-07-31 |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2004-04-15 | 2008-01-18 |
| Rep | 提供資產管理 | 2004-04-15 | 2008-01-18 | |
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2004-03-05 |
| Rep | 就證券提供意見 | - | 2009-08-21 | |
| Rep | 提供資產管理 | - | 2009-08-21 |