| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited | Rep | 提供資產管理 | 2025-03-06 | 2026-04-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2021-04-15 | 2022-10-17 |
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2007-09-14 | 2009-05-29 |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就證券提供意見 | 2005-11-08 | 2007-07-20 |
| Rep | 提供資產管理 | 2005-11-08 | 2007-07-20 | |
| PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2004-11-26 | 2004-12-15 |
| Rep | 提供資產管理 | 2004-10-07 | 2004-12-15 | |
| Tyche Group Limited | Rep | 提供資產管理 | 2003-08-11 | 2004-09-27 |