| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOMAX SECURITIES LIMITED | Rep | 證券交易 | 2015-07-09 | 2023-02-28 |
| CHINA TIMES SECURITIES LIMITED | RO | 證券交易 | 2011-02-21 | 2015-06-30 |
| WORLDWIDE BROKERAGE LIMITED | RO | 證券交易 | 2007-04-02 | 2010-10-28 |
| Rep | 證券交易 | 2005-05-18 | 2007-04-02 | |
| Rep | 證券交易 | - | 2005-03-31 |