| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | 就期貨合約提供意見 | 2018-12-12 | 2025-05-30 |
| RO | 就證券提供意見 | 2018-12-12 | 2025-05-30 | |
| RO | 提供資產管理 | 2018-12-12 | 2025-05-30 | |
| Rep | 就證券提供意見 | 2017-07-19 | 2018-12-12 | |
| Rep | 提供資產管理 | 2017-07-19 | 2018-12-12 | |
| Rep | 證券交易 | 2017-07-19 | 2025-05-30 | |
| SEI INVESTMENTS (ASIA) LIMITED | Rep | 就證券提供意見 | 2006-08-08 | 2008-08-10 |
| Rep | 提供資產管理 | 2006-06-23 | 2008-08-10 | |
| GAM HONG KONG LIMITED | Rep | 證券交易 | 2004-05-13 | 2006-04-21 |
| Rep | 就機構融資提供意見 | - | 2004-05-11 | |
| Rep | 就證券提供意見 | - | 2004-05-11 | |
| Rep | 就期貨合約提供意見 | - | 2006-04-21 | |
| Rep | 提供資產管理 | - | 2006-04-21 |