| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Azurewing Limited (HK) | RO | 就證券提供意見 | 2023-07-11 | - |
| RO | 提供資產管理 | 2023-07-11 | - | |
| Alipes Asset Management Limited | RO | 就證券提供意見 | 2017-09-14 | 2024-02-29 |
| RO | 提供資產管理 | 2017-09-14 | 2024-02-29 | |
| Trinity Futures Limited | RO | 就期貨合約提供意見 | 2017-08-07 | 2024-04-19 |
| RO | 期貨合約交易 | 2017-08-07 | 2024-04-19 | |
| TRINITY SECURITIES CO. LIMITED | RO | 就證券提供意見 | 2016-09-15 | 2025-03-26 |
| Azurewing Limited (HK) | RO | 提供資產管理 | 2013-09-13 | 2017-09-14 |
| TRINITY SECURITIES CO. LIMITED | RO | 證券交易 | 2012-08-08 | 2025-03-26 |
| Azurewing Limited (HK) | RO | 提供資產管理 | 2011-10-25 | 2012-08-07 |
| RICHE BRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2008-10-24 | 2009-02-13 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2008-08-18 | 2008-08-18 |
| Macquarie Asia Securities Limited | Rep | 期貨合約交易 | 2008-02-22 | 2008-08-18 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-21 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-21 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-21 | |
| Rep | 證券交易 | 2003-04-01 | 2008-08-18 |
已採集記錄中暫無金管局登記。