| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KCG FUND MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-02-20 | 2019-03-27 |
| Rep | 提供資產管理 | 2013-02-20 | 2019-03-27 | |
| Rep | 就證券提供意見 | 2009-02-17 | 2011-04-01 | |
| Rep | 提供資產管理 | 2009-02-17 | 2011-04-01 | |
| Deltroit (Hong Kong) Limited | Rep | 就證券提供意見 | 2007-04-25 | 2008-10-17 |
| Rep | 提供資產管理 | 2007-04-25 | 2008-10-17 | |
| Mason Securities Limited | Rep | 證券交易 | 2004-04-01 | 2007-02-17 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-05 |
| Rep | 就證券提供意見 | - | 2003-07-05 | |
| Rep | 提供資產管理 | - | 2003-07-05 | |
| Rep | 證券交易 | - | 2003-07-05 |