| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | RO | 證券交易 | 2026-07-23 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2026-05-27 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2025-12-12 | 2026-07-23 |
| KGI Asset Management Limited | Rep | 提供資產管理 | 2025-12-12 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就期貨合約提供意見 | 2023-05-03 | 2025-10-11 |
| RO | 就證券提供意見 | 2023-05-03 | 2025-10-11 | |
| RO | 提供資產管理 | 2023-05-03 | 2025-10-11 | |
| RO | 期貨合約交易 | 2023-05-03 | 2025-10-11 | |
| RO | 證券交易 | 2023-05-03 | 2025-10-11 | |
| Rep | 期貨合約交易 | 2023-03-01 | 2023-05-03 | |
| Rep | 證券交易 | 2023-03-01 | 2023-05-03 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2020-11-05 | 2023-02-13 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-11-05 | 2023-02-13 |
| China Securities (International) Brokerage Company Limited | RO | 就期貨合約提供意見 | 2019-01-04 | 2020-05-15 |
| RO | 就證券提供意見 | 2019-01-04 | 2020-05-15 | |
| RO | 期貨合約交易 | 2019-01-04 | 2020-05-15 | |
| RO | 證券交易 | 2019-01-04 | 2020-05-15 | |
| Rep | 就期貨合約提供意見 | 2018-11-12 | 2019-01-04 | |
| Rep | 就證券提供意見 | 2018-10-22 | 2019-01-04 | |
| Rep | 期貨合約交易 | 2018-10-22 | 2019-01-04 | |
| Rep | 證券交易 | 2018-10-22 | 2019-01-04 | |
| KGI ASIA LIMITED | RO | 就證券提供意見 | 2017-10-03 | 2018-09-18 |
| RO | 證券交易 | 2017-10-03 | 2018-09-18 | |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2017-05-23 | 2017-10-02 |
| KGI Asset Management Limited | RO | 就證券提供意見 | 2016-07-26 | 2018-09-18 |
| RO | 證券交易 | 2016-07-26 | 2018-09-18 | |
| KGI FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2015-07-23 | 2018-09-18 |
| KGI ASIA LIMITED | RO | 就證券提供意見 | 2015-02-02 | 2017-10-02 |
| RO | 證券交易 | 2015-02-02 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | RO | 就證券提供意見 | 2015-02-02 | 2017-10-02 |
| RO | 證券交易 | 2015-02-02 | 2017-10-02 | |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2014-10-22 | 2015-02-02 |
| Rep | 證券交易 | 2014-10-22 | 2015-02-02 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2014-10-22 | 2015-02-02 |
| Rep | 證券交易 | 2014-10-22 | 2015-02-02 | |
| KGI ASIA LIMITED | RO | 就證券提供意見 | 2006-01-21 | 2011-01-01 |
| RO | 證券交易 | 2006-01-21 | 2011-01-01 | |
| Rep | 證券交易 | 2005-04-20 | 2006-01-21 |
已採集記錄中暫無金管局登記。