| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2005-09-21 | 2008-04-14 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-09-21 | 2008-04-14 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2004-03-22 | 2005-05-05 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2004-03-22 | 2005-05-05 |