| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2014-09-25 | 2015-06-30 |
| Rep | 證券交易 | 2013-10-30 | 2013-11-26 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2006-06-23 | 2009-01-14 |
| HING WONG SECURITIES LIMITED | Rep | 證券交易 | 2006-01-27 | 2006-05-19 |