| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2014-12-10 | - |
| Rep | 證券交易 | 2014-12-10 | - | |
| Rep | 提供資產管理 | 2014-12-10 | 2017-10-11 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 證券交易 | 2004-08-10 | 2004-10-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-06 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-18 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-18 |
已採集記錄中暫無金管局登記。