| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Amundi Hong Kong Limited | Rep | 就證券提供意見 | 2013-11-04 | 2014-11-29 |
| Rep | 提供資產管理 | 2013-11-04 | 2014-11-29 | |
| Rep | 證券交易 | 2013-11-04 | 2014-11-29 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 證券交易 | 2004-11-10 | 2005-01-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自動化交易服務 | - | 2003-07-07 |
| Rep | 就機構融資提供意見 | - | 2003-11-14 | |
| Rep | 就證券提供意見 | - | 2003-11-14 | |
| Rep | 提供資產管理 | - | 2003-11-14 | |
| Rep | 證券交易 | - | 2004-10-20 |