| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-12-08 | 2010-12-15 |
| CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就期貨合約提供意見 | 2009-07-13 | 2010-12-15 |
| CINDA INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2004-11-02 | 2010-12-15 |
| Rep | 就期貨合約提供意見 | - | 2004-06-07 | |
| Rep | 提供資產管理 | - | 2004-06-07 | |
| Rep | 期貨合約交易 | - | 2004-11-02 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | RO | 槓桿式外匯交易 | - | 2010-08-31 |