| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ALTUS CAPITAL LIMITED | RO | 就機構融資提供意見 | 2023-09-06 | 2025-02-01 |
| Rep | 就機構融資提供意見 | 2023-08-07 | 2023-09-06 | |
| Yue Xiu Capital Limited | RO | 就機構融資提供意見 | 2021-12-07 | 2023-03-31 |
| Rep | 就機構融資提供意見 | 2021-10-04 | 2021-12-07 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-10-04 | 2023-03-31 |
| ASIAN CAPITAL LIMITED | Rep | 證券交易 | 2020-09-01 | 2021-07-31 |
| RO | 就機構融資提供意見 | 2020-04-03 | 2021-07-31 | |
| SUCCESS NEW SPRING CAPITAL LIMITED | RO | 就機構融資提供意見 | 2011-06-17 | 2020-07-07 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就證券提供意見 | 2006-09-12 | 2010-12-31 |
| RO | 證券交易 | 2006-09-12 | 2010-12-31 | |
| RO | 就機構融資提供意見 | - | 2010-12-31 |