| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GLOBAL MASTERMIND INVESTMENT LIMITED | Rep | 提供資產管理 | 2018-03-26 | 2024-05-27 |
| OP INVESTMENT MANAGEMENT LIMITED | Rep | 提供資產管理 | 2012-06-29 | 2012-12-31 |
| PacAsia Advisors Limited | RO | 提供資產管理 | 2010-12-03 | 2011-09-30 |
| Astrum Capital Management Limited (HK) | Rep | 提供資產管理 | 2010-07-23 | 2010-09-03 |
| Quam Securities Limited | Rep | 提供資產管理 | 2008-11-28 | 2009-04-30 |
| Aetos Capital Management (Asia) Limited | Rep | 提供資產管理 | 2007-04-30 | 2008-05-26 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-08 |
| Rep | 提供資產管理 | - | 2004-01-08 | |
| Rep | 就證券提供意見 | - | 2004-04-16 | |
| Rep | 證券交易 | - | 2006-12-29 |