| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited | Rep | 就期貨合約提供意見 | - | 2004-04-11 |
| RO | 就證券提供意見 | - | 2004-04-11 | |
| RO | 提供資產管理 | - | 2004-04-11 | |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | RO | 就證券提供意見 | - | 2004-04-11 |
| RO | 提供資產管理 | - | 2004-04-11 | |
| Rep | 證券交易 | - | 2004-04-11 |