Beattie, Nigel John (SFC:ACM773)
證監會中央編號:ACM773
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2017-06-26 | 2017-08-31 |
| CLSA LIMITED | RO | 提供自動化交易服務 | 2017-02-24 | 2019-05-01 |
| CLSA FUTURES LIMITED | RO | 就期貨合約提供意見 | 2015-09-24 | 2016-02-15 |
| RO | 期貨合約交易 | 2015-09-24 | 2016-02-15 | |
| CLSA LIMITED | Rep | 提供自動化交易服務 | 2015-09-24 | 2017-02-24 |
| RO | 就證券提供意見 | 2015-09-24 | 2019-05-01 | |
| RO | 證券交易 | 2015-09-24 | 2019-05-01 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 提供自動化交易服務 | 2007-11-26 | 2008-01-21 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2007-02-02 | 2008-01-21 |
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2005-05-27 | 2008-01-21 |
| Merrill Lynch Far East Limited | RO | 證券交易 | 2005-05-27 | 2008-01-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2004-11-05 | 2005-05-27 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-11-05 | 2007-02-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | - | 2004-03-24 |
| Rep | 就證券提供意見 | - | 2004-03-24 | |
| Rep | 提供資產管理 | - | 2004-03-24 | |
| Rep | 提供自動化交易服務 | - | 2004-03-24 | |
| Rep | 證券交易 | - | 2004-03-24 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | - | 2004-03-24 |
| Rep | 提供資產管理 | - | 2004-03-24 | |
| Rep | 提供自動化交易服務 | - | 2004-03-24 | |
| Rep | 期貨合約交易 | - | 2004-03-24 |