| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited | RO | 就證券提供意見 | 2010-11-02 | 2011-06-01 |
| Rep | 就證券提供意見 | 2010-03-19 | 2010-11-02 | |
| Polaris Capital (Asia) Limited | Rep | 證券交易 | 2007-07-19 | 2010-03-11 |
| Rep | 就機構融資提供意見 | 2004-05-14 | 2010-03-11 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2004-05-14 | 2006-11-01 |
| Credit Agricole Securities (Asia) Limited | Rep | 就機構融資提供意見 | - | 2003-12-11 |
| Rep | 就證券提供意見 | - | 2003-12-11 | |
| Rep | 提供資產管理 | - | 2003-12-11 |