| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2016-04-13 | 2025-12-15 |
| STOCKWELL SECURITIES LIMITED | Rep | 證券交易 | 2013-06-04 | 2016-04-12 |
| CVP Securities Limited | Rep | 證券交易 | 2013-02-19 | 2013-06-03 |
| STOCKWELL SECURITIES LIMITED | Rep | 證券交易 | 2011-12-19 | 2013-02-04 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2005-11-23 | 2011-09-01 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | - | 2004-01-09 |
| Rep | 就證券提供意見 | - | 2004-01-09 | |
| Rep | 提供資產管理 | - | 2004-01-09 | |
| Rep | 證券交易 | - | 2005-11-21 |